CTPartners Asset/Wealth Management Specialist Joins Caldwell Partners

April 8, 2015 – Glenn M. Buggy has joined Caldwell Partners as a senior partner in the firm’s asset & wealth management sector and leader of its legal, risk and regulatory oversight practice. Mr. Buggy will focus on leading the firm’s specialization in financial services legal, compliance, anti-financial crimes, regulatory risk, and governance, as well as enhancing the its expertise in asset and wealth management, an industry he has worked in as a consultant for 20 years. Mr. Buggy joins Caldwell Partners in its Stamford and New York offices after 11 years at CTPartners, where he was a partner in the firm’s financial services practice and leader of the firm’s global compliance, legal & regulatory practice, and a senior partner in its asset & wealth management practice. Previously, he held leadership roles in the financial services practices at Korn Ferry, Heidrick & Struggles and Whitehead Mann. “Glenn has diverse expertise across the financial services verticals, having developed long term client relationships with renowned global investment management, insurance, capital markets and diversified financial services firms,” said Paul Heller, leader of Caldwell’s financial services practice. “As we continue to grow in financial services, we look forward to Glenn’s leadership around his functional and client expertise, which is held in high regard in the industry and highly accretive to our current practice.”

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